Bart and Associates, LLC


Owner/Managing Partner


Ken has extensive experience in all aspects of corporate and business law, as well as securities and investment-related law, and is focused on bringing that experience to his clients through excellent legal work and strong, lasting client relationships. 

Ken continuously performs complex corporate and securities-based legal work for his clients, including the selection and creation of all types of corporate entities, Initial Public Offerings accomplished through the filing of S-1 Registration Statements, and continued assistance to these public companies as securities counsel, whereby he provides legal advice and drafts all subsequent documents required to be filed by public entities.  Such documents include quarterly and annual reports, FINRA and DTC filings, Rule 144 and "Non-Shell" opinion letters and subsequent offering documents on Forms S-3 and S-8. Additionally, Ken has negotiated and drafted all necessary documents for numerous mergers and acquisitions, for both public and private entities.  Ken has also managed the restructuring of several companies, including change of ownership, shareholder restructuring, name and stock symbol change, and all required post merger filings.  

Ken represents public entities, private entities and shareholders in the United States, Canada and Europe. Finally, Ken has been involved in many commercial and financial transactions as well as complex contract negotiations. 


Pepperdine University School of Law J.D. 2007

Hope College B.A. 2004
Cum Laude
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